Recently, the general office of the CPC Central Committee and the general office of the State Council issued the opinions on strictly cracking down on securities illegal activities according to law (hereinafter referred to as the opinions), which shows the strong determination of "zero tolerance" to crack down on securities illegal activities and maintain the order of the capital market. It is the action program for the supervision and law enforcement of the capital market at present and in the future. Shaanxi Securities Regulatory Bureau strictly implements the spirit of the opinions, adheres to the working policy of "zero tolerance", strictly crack down on securities illegal activities according to law, and take practical actions to maintain the good ecology of the capital market under its jurisdiction.

1、 Investigate and deal with financial fraud according to law and protect investors' right to know. The essence of the capital market is an information market. It is the responsibility of the company's management, major shareholders and actual controllers to disclose information truly, accurately and completely and provide a true, open and transparent company to the market and investors. Lying and falsifying accounts seriously damage the "three principles" of the capital market and the legitimate rights and interests of investors, and will be subject to legal sanctions. Shaanxi Securities Regulatory Bureau severely cracked down on financial fraud according to law, and severely punished the actual controller while investigating the responsibilities of the directors, supervisors and senior managers of the company; By paying close attention to the "key minority", supervise and urge the listed companies, directors, supervisors, major shareholders and actual controllers to perform the obligation of information disclosure according to law. 2、 Crack down on illegal transactions and maintain market fairness and order. Fair trading order is the basis for the healthy development and good operation of the market. Insider trading and market manipulation are highly misleading to investors and destructive to the market trading order, which must be severely punished; All market participants shall abide by the prohibition of insider trading and market manipulation, and the legal net is restored. Any illegal trading behavior disturbing the market can be followed, and will eventually be severely punished by law. Shaanxi Securities Regulatory Bureau strictly investigates and deals with illegal acts such as insider trading according to law, and earnestly maintains the fair trading order of the market. 3、 We will resolutely eliminate employees' violations and maintain the market and Industry Ecology under our jurisdiction. Securities practitioners are important participants in the capital market, and compliance with laws and regulations is the most basic requirement; The majority of employees should be cautious, set an example, and do not exceed the legal bottom line, ignore legal prohibitions and be indifferent to professional ethics, otherwise they will eventually suffer from their own bitter fruit. Shaanxi Securities Regulatory Bureau severely cracked down on employees' illegal behaviors such as privately accepting clients' entrustment for securities trading, resolutely removed the black sheep, and effectively maintained the healthy ecology of the capital market under its jurisdiction. Next, Shaanxi securities regulatory bureau will resolutely implement the spirit of the opinions, based on the overall regulatory situation of preventing and resolving financial risks and protecting the legitimate rights and interests of investors, strengthen supervision and law enforcement, continuously purify the market ecology, and provide a strong legal guarantee for promoting the high-quality development of Shaanxi capital market.